Outputs (20)

Mitigating financial crime risks in hedge funds: Strategies for compliance and safeguarding investor trust (2023)
Presentation / Conference Contribution

Financial crime presents a significant challenge for asset managers, requiring them to be vigilant and proactive in combating illicit activities. This session provides an overview of financial crime in the context of asset management, highlighting it... Read More about Mitigating financial crime risks in hedge funds: Strategies for compliance and safeguarding investor trust.

Fraud and the new corporate failure to prevent offence: Will the offence fit the crime? (2023)
Presentation / Conference Contribution

This talk addresses the recent attempt to tackle the issue of corporate fraud. The scope of the offence will be assessed in the context of the UK’s Economic Crime Plan and counter fraud strategy.
• Fraud
• Economic Crime Plan
• Counter-fraud strat... Read More about Fraud and the new corporate failure to prevent offence: Will the offence fit the crime?.

Failure to prevent fraud: Fireside chat (2023)
Presentation / Conference Contribution

Panel discussion with Dr Bastian Hertstein (Financial Crime Strategy, Government of Jersey) and Dr Samantha Bourton (UWE)

Review of the senior managers & certification regime (2023)
Journal Article

Following the 2022 Edinburgh Reforms, in which the Chancellor of the Exchequer announced a set of reforms designed to drive growth and competitiveness in the financial services sector, both HM Treasury and the Financial Conduct Authority (FCA) with t... Read More about Review of the senior managers & certification regime.

Can competition law aid the United Kingdom in its fight against financial crime? (2023)
Journal Article

This article investigates the laws used in the United Kingdom (UK) to enforce the financial crime of benchmark interest rate manipulation, the most well-known example of which took place in the London Interbank Offered Rate (LIBOR) and the Foreign Ex... Read More about Can competition law aid the United Kingdom in its fight against financial crime?.

Response to Bank of England consultation (2023)
Report

Response to a consultation launched by the Bank of England in relation to the Senior Managers and Consultation regime.

Can competition law play a role in the enforcement of financial crime in the United Kingdom? (2023)
Presentation / Conference Contribution

Competition law has not played any significant role in the enforcement of financial crime in the United Kingdom (UK). Lessons can be learnt from the approaches adopted in the United States of America (US) and the European Union (EU) towards utilising... Read More about Can competition law play a role in the enforcement of financial crime in the United Kingdom?.

Policing financial crime – Evolving risk profiles, market abuse & AML (2022)
Presentation / Conference Contribution

Panel discussion with Richard Lang, Sarah Donnelly, and Marianne Akinyosade

How can the use of competition law in the enforcement of financial crime aid regulators in the United Kingdom and United States of America? (2021)
Presentation / Conference Contribution

This paper examines the different regulatory approaches used in the United States of America (US) and the United Kingdom (UK) towards the enforcement of corporate financial crime. In particular, the paper considers how a ‘hybrid’ approach consisting... Read More about How can the use of competition law in the enforcement of financial crime aid regulators in the United Kingdom and United States of America?.

Response to home affairs committee inquiry into fraud
Preprint / Working Paper

This submission provides an analysis of the Home Office’s progress to date on tackling fraud. The recently published Fraud Strategy is examined, with particular reference to corporate criminal liability and the failure to prevent fraud offence, whic... Read More about Response to home affairs committee inquiry into fraud.